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LEGEND FINANCIAL ADVISORS INC

PITTSBURGH, PA · CRD 108207 · IAPD ↗ · legend-financial.com · 412-635-9210

$389.9MRegulatory AUM
3Advisory reps
11Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
January 2026 — LEGEND FINANCIAL ADVISORS INC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — LEGEND FINANCIAL ADVISORS INC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — LEGEND FINANCIAL ADVISORS INC notice-filed in MD, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — LEGEND FINANCIAL ADVISORS INC reported RAUM up 25% ($246.6M -> $308.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — LEGEND FINANCIAL ADVISORS INC now reports custody of client assets ($72.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.