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SBJ CAPITAL

WALNUT CREEK, CA · CRD 293841 · IAPD ↗ · 415-848-1990

$749.4MRegulatory AUM
14Advisory reps
19Employees
0Clients
n/aPlanning clients
15Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — SBJ CAPITAL notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2026 — SBJ CAPITAL reported RAUM up 27% ($590.9M -> $749.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — SBJ CAPITAL grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.