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CAPASSO PLANNING PARTNERS LLC

CHARLESTON, SC · CRD 294673 · IAPD ↗ · 843-608-8487

$274.2MRegulatory AUM
4Advisory reps
5Employees
25Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
May 2026 — CAPASSO PLANNING PARTNERS LLC shrank from 7 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2025 — CAPASSO PLANNING PARTNERS LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2025 — CAPASSO PLANNING PARTNERS LLC reports More than 500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
January 2025 — CAPASSO PLANNING PARTNERS LLC shrank from 10 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2024 — CAPASSO PLANNING PARTNERS LLC now reports custody of client assets ($78.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — CAPASSO PLANNING PARTNERS LLC grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.