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TAMAR SECURITIES, LLC

WOODLAND HILLS, CA · CRD 153991 · IAPD ↗ · 818-914-7460

$1.52BRegulatory AUM
18Advisory reps
22Employees
0Clients
26-50Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — TAMAR SECURITIES, LLC grew from 13 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2025 — TAMAR SECURITIES, LLC notice-filed in GA, MT, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — TAMAR SECURITIES, LLC now reports custody of client assets ($133.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2025 — TAMAR SECURITIES, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — TAMAR SECURITIES, LLC crossed $1B in regulatory AUM ($874.3M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.