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ESM MANAGEMENT LLC

· CRD 150142 · IAPD ↗ · esminvestors.com · 646-927-6089

$1.39BRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — ESM MANAGEMENT LLC reported RAUM up 27% ($1.09B -> $1.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — ESM MANAGEMENT LLC crossed $1B in regulatory AUM ($836.1M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2024 — ESM MANAGEMENT LLC now reports custody of client assets ($159,979).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.