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ACK ASSET MANAGEMENT LLC

GREENWICH, CT · CRD 155136 · IAPD ↗ · 914-358-3299

$1.07BRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — ACK ASSET MANAGEMENT LLC now reports custody of client assets ($1.07B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — ACK ASSET MANAGEMENT LLC crossed $1B in regulatory AUM ($949.1M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
30
April 2025 — ACK ASSET MANAGEMENT LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2025 — ACK ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — ACK ASSET MANAGEMENT LLC crossed $1B in regulatory AUM ($709.9M -> $1.10B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.