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PRIVATE CAPITAL MANAGEMENT

NAPLES, FL · CRD 169172 · IAPD ↗ · pcmvaluefund.com · (239) 254-2500

$1.44BRegulatory AUM
7Advisory reps
21Employees
1Clients
101-250Planning clients
7Private funds
37States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2024 — PRIVATE CAPITAL MANAGEMENT shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2024 — PRIVATE CAPITAL MANAGEMENT reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — PRIVATE CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($956.5M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.