← Tributary

UNITED BROKERAGE SERVICES INC

PARKERSBURG, WV · CRD 39062 · IAPD ↗ · united-brokerage.com · 888-424-6158

$372.3MRegulatory AUM
55Advisory reps
95Employees
1391Clients
0Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — UNITED BROKERAGE SERVICES INC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — UNITED BROKERAGE SERVICES INC added office(s): 79 -> 80 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — UNITED BROKERAGE SERVICES INC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — UNITED BROKERAGE SERVICES INC reported RAUM up 56% ($249.7M -> $389.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — UNITED BROKERAGE SERVICES INC grew from 47 to 53 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.