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SIERRA CAPITAL LLC

MIAMI, FL · CRD 110129 · IAPD ↗ · sierracap.com · 212-867-3533

$1.61BRegulatory AUM
6Advisory reps
8Employees
0Clients
1-10Planning clients
2Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — SIERRA CAPITAL LLC now reports 2 private fund(s) ($2.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
49
April 2025 — SIERRA CAPITAL LLC notice-filed in CO, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
April 2025 — SIERRA CAPITAL LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
49
April 2024 — SIERRA CAPITAL LLC notice-filed in CT, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.