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PALLAS CAPITAL ADVISORS, LLC

BRAINTREE, MA · CRD 310327 · IAPD ↗ · pallascapitaladvisors.com · (781) 971-5052

$4.31BRegulatory AUM
23Advisory reps
28Employees
0Clients
0Planning clients
0Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — PALLAS CAPITAL ADVISORS, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2026 — PALLAS CAPITAL ADVISORS, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
March 2026 — PALLAS CAPITAL ADVISORS, LLC reported RAUM up 35% ($3.20B -> $4.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
July 2024 — PALLAS CAPITAL ADVISORS, LLC notice-filed in MI, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — PALLAS CAPITAL ADVISORS, LLC notice-filed in IL, OH, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — PALLAS CAPITAL ADVISORS, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2024 — PALLAS CAPITAL ADVISORS, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
March 2024 — PALLAS CAPITAL ADVISORS, LLC reported RAUM up 29% ($2.30B -> $2.97B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
74
March 2024 — PALLAS CAPITAL ADVISORS, LLC grew from 20 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.