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HIGHPOINT PLANNING PARTNERS

DOWNERS GROVE, IL · CRD 316636 · IAPD ↗ · 630-719-9222

$4.78BRegulatory AUM
102Advisory reps
106Employees
1090Clients
101-250Planning clients
0Private funds
46States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — HIGHPOINT PLANNING PARTNERS added office(s): 64 -> 67 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2025 — HIGHPOINT PLANNING PARTNERS reported RAUM up 33% ($3.00B -> $4.00B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2025 — HIGHPOINT PLANNING PARTNERS grew from 94 to 100 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
January 2025 — HIGHPOINT PLANNING PARTNERS now reports custody of client assets ($1.82B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2024 — HIGHPOINT PLANNING PARTNERS shrank from 101 to 94 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — HIGHPOINT PLANNING PARTNERS added office(s): 66 -> 67 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — HIGHPOINT PLANNING PARTNERS notice-filed in ME, MT, NM, OK, RI, SD, UT, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.