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MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC

BETHESDA, MD · CRD 285820 · IAPD ↗ · 301-760-7600

$7.27BRegulatory AUM
122Advisory reps
360Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC grew from 66 to 122 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
November 2024 — MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC shrank from 124 to 69 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC grew from 113 to 124 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.