← Tributary

CORRIGAN FINANCIAL INC

MIDDLETOWN, RI · CRD 109115 · IAPD ↗ · corriganfinancialinc.com · 401-849-9313

$1.15BRegulatory AUM
12Advisory reps
19Employees
0Clients
More than 500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2025 — CORRIGAN FINANCIAL INC (MIDDLETOWN, RI) left the SEC roster (was $1.15B RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — CORRIGAN FINANCIAL INC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2025 — CORRIGAN FINANCIAL INC grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — CORRIGAN FINANCIAL INC crossed $1B in regulatory AUM ($931.9M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.