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CW INVESTMENT ADVISERS, LLC

LOS ANGELES, CA · CRD 305926 · IAPD ↗ · 626-788-2305

$1.08BRegulatory AUM
28Advisory reps
36Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — CW INVESTMENT ADVISERS, LLC crossed $1B in regulatory AUM ($884.0M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
April 2025 — CW INVESTMENT ADVISERS, LLC reported RAUM up 29% ($685.5M -> $884.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2025 — CW INVESTMENT ADVISERS, LLC grew from 16 to 25 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — CW INVESTMENT ADVISERS, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — CW INVESTMENT ADVISERS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — CW INVESTMENT ADVISERS, LLC crossed $500M in regulatory AUM ($237.5M -> $580.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.