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ARKOS GLOBAL ADVISORS, LLC

HOUSTON, TX · CRD 287466 · IAPD ↗ · (346) 352-2360

$1.15BRegulatory AUM
11Advisory reps
17Employees
0Clients
51-100Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ARKOS GLOBAL ADVISORS, LLC shrank from 14 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2026 — ARKOS GLOBAL ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
51
December 2025 — ARKOS GLOBAL ADVISORS, LLC notice-filed in CA, CO, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
May 2025 — ARKOS GLOBAL ADVISORS, LLC grew from 4 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — ARKOS GLOBAL ADVISORS, LLC crossed $1B in regulatory AUM ($939.4M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
April 2024 — ARKOS GLOBAL ADVISORS, LLC notice-filed in NY, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — ARKOS GLOBAL ADVISORS, LLC shrank from 15 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.