← Tributary

3 MANAGEMENT CO, LLC

SAN FRANCISCO, CA · CRD 324187 · IAPD ↗ · 415-615-5000

$88.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2026 — 3 MANAGEMENT CO, LLC (SAN FRANCISCO, CA) left the SEC roster (was $88.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — 3 MANAGEMENT CO, LLC reported RAUM down 50% ($176.6M -> $88.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2026 — 3 MANAGEMENT CO, LLC shrank from 4 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — 3 MANAGEMENT CO, LLC now reports custody of client assets ($355.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.