← Tributary

SOUND POINT CAPITAL MANAGEMENT, LP

NEW YORK, NY · CRD 157479 · IAPD ↗ · (212) 895-2280

$36.98BRegulatory AUM
85Advisory reps
200Employees
5Clients
n/aPlanning clients
52Private funds
2States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

69
April 2026 — SOUND POINT CAPITAL MANAGEMENT, LP grew from 71 to 85 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — SOUND POINT CAPITAL MANAGEMENT, LP shrank from 76 to 71 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
September 2024 — SOUND POINT CAPITAL MANAGEMENT, LP's Item 11 disclosure-reporting entries rose by 3 (2 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
63
April 2024 — SOUND POINT CAPITAL MANAGEMENT, LP grew from 68 to 76 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.