← Tributary

AXXES ADVISORS LLC

CORAL GABLES, FL · CRD 318039 · IAPD ↗ · 800-684-1006

$100,000Regulatory AUM
1Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
1States
3Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
May 2026 — AXXES ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
May 2026 — AXXES ADVISORS LLC shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
May 2024 — AXXES ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
57
April 2024 — AXXES ADVISORS LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.