← Tributary

RALEIGH CAPITAL MANAGEMENT INC.

CARY, NC · CRD 149538 · IAPD ↗ · 919-852-1215

$397.8MRegulatory AUM
12Advisory reps
20Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — RALEIGH CAPITAL MANAGEMENT INC. notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — RALEIGH CAPITAL MANAGEMENT INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
April 2025 — RALEIGH CAPITAL MANAGEMENT INC. grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2025 — RALEIGH CAPITAL MANAGEMENT INC. notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
April 2024 — RALEIGH CAPITAL MANAGEMENT INC. grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.