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ROSSMORE PRIVATE CAPITAL, LLC

GLASTONBURY, CT · CRD 288453 · IAPD ↗ · rossmore.com · 860-200-6079

$1.92BRegulatory AUM
7Advisory reps
10Employees
322Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — ROSSMORE PRIVATE CAPITAL, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — ROSSMORE PRIVATE CAPITAL, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
69
April 2026 — ROSSMORE PRIVATE CAPITAL, LLC reported RAUM up 46% ($1.32B -> $1.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2026 — ROSSMORE PRIVATE CAPITAL, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — ROSSMORE PRIVATE CAPITAL, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.