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RVK, INC.

PORTLAND, OR · CRD 18005 · IAPD ↗ · 503-221-4200

$827.9MRegulatory AUM
111Advisory reps
127Employees
195Clients
0Planning clients
0Private funds
8States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — RVK, INC. shrank from 122 to 111 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
48
April 2025 — RVK, INC. reported RAUM down 31% ($1.12B -> $766.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
76
April 2025 — RVK, INC. grew from 114 to 122 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — RVK, INC. notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — RVK, INC. crossed $1B in regulatory AUM ($956.8M -> $1.12B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.