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EFS ADVISORS

CAMBRIDGE, MN · CRD 115211 · IAPD ↗ · tsainvest.com · 763-689-9023

$2.40BRegulatory AUM
52Advisory reps
59Employees
0Clients
More than 500Planning clients
0Private funds
51States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — EFS ADVISORS added office(s): 24 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2025 — EFS ADVISORS notice-filed in DC, ME, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — EFS ADVISORS filed an Item 4A succession naming EFS ADVISORS (CRD 115211) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
April 2024 — EFS ADVISORS notice-filed in AK, AL, CT, DE, HI, KS, KY, LA, MA, MD, MS, OH, OK, PA, PR, RI, SC, UT, VT, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.