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SONA ASSET MANAGEMENT (US) LLC

NEW YORK, NY · CRD 291738 · IAPD ↗ · (646) 779-6300

$33.49BRegulatory AUM
31Advisory reps
39Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

54
April 2026 — SONA ASSET MANAGEMENT (US) LLC reported RAUM up 48% ($22.62B -> $33.49B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — SONA ASSET MANAGEMENT (US) LLC grew from 18 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — SONA ASSET MANAGEMENT (US) LLC reported RAUM up 76% ($12.84B -> $22.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — SONA ASSET MANAGEMENT (US) LLC grew from 10 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — SONA ASSET MANAGEMENT (US) LLC reported RAUM up 51% ($8.49B -> $12.84B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — SONA ASSET MANAGEMENT (US) LLC grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.