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THREE MAGNOLIAS FINANCIAL ADVISORS

WINSTON SALEM, NC · CRD 114471 · IAPD ↗ · threemagnoliasfinancialadvisors.com · 336-701-1600

$487.1MRegulatory AUM
5Advisory reps
7Employees
0Clients
1-10Planning clients
0Private funds
9States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
March 2026 — THREE MAGNOLIAS FINANCIAL ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
64
April 2025 — THREE MAGNOLIAS FINANCIAL ADVISORS reported RAUM up 35% ($307.2M -> $414.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2024 — THREE MAGNOLIAS FINANCIAL ADVISORS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.