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GE INVESTMENT MANAGEMENT

NORWALK, CT · CRD 323648 · IAPD ↗ · 203-229-1145

$24.36BRegulatory AUM
2Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
1Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
February 2026 — GE INVESTMENT MANAGEMENT shrank from 7 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
March 2025 — GE INVESTMENT MANAGEMENT reported RAUM down 47% ($45.75B -> $24.42B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
65
April 2024 — GE INVESTMENT MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.