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AVANTAX PLANNING PARTNERS, INC.

DUBUQUE, IA · CRD 106237 · IAPD ↗ · avantax.com · 563-582-2855

$7.57BRegulatory AUM
200Advisory reps
261Employees
2Clients
More than 500Planning clients
0Private funds
52States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — AVANTAX PLANNING PARTNERS, INC. notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — AVANTAX PLANNING PARTNERS, INC. shrank from 254 to 200 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — AVANTAX PLANNING PARTNERS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — AVANTAX PLANNING PARTNERS, INC. added office(s): 108 -> 173 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2025 — AVANTAX PLANNING PARTNERS, INC. grew from 248 to 254 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — AVANTAX PLANNING PARTNERS, INC. added office(s): 89 -> 108 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
79
April 2024 — AVANTAX PLANNING PARTNERS, INC. grew from 239 to 248 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.