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IBN FINANCIAL SERVICES, INC

LIVERPOOL, NY · CRD 42360 · IAPD ↗ · ibrokernet.com · 315-652-4426

$87.7MRegulatory AUM
15Advisory reps
52Employees
0Clients
0Planning clients
0Private funds
18States
11Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — IBN FINANCIAL SERVICES, INC reported RAUM down 51% ($180.5M -> $87.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
May 2026 — IBN FINANCIAL SERVICES, INC's Item 11 disclosure-reporting entries rose by 2 (9 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
42
April 2024 — IBN FINANCIAL SERVICES, INC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.