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RIVER ASSOCIATES INVESTMENTS (TN), LLC

CHATTANOOGA, TN · CRD 158034 · IAPD ↗ · riverassociates.com · 423-755-0888

$800.5MRegulatory AUM
12Advisory reps
18Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
December 2025 — RIVER ASSOCIATES INVESTMENTS (TN), LLC (CHATTANOOGA, TN) left the SEC roster (was $800.5M RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — RIVER ASSOCIATES INVESTMENTS (TN), LLC grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.