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BAY HARBOR WEALTH MANAGEMENT, LLC

HUNT VALLEY, MD · CRD 294000 · IAPD ↗ · 410-403-2060

$412.0MRegulatory AUM
4Advisory reps
6Employees
6Clients
0Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — BAY HARBOR WEALTH MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
45
April 2024 — BAY HARBOR WEALTH MANAGEMENT, LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.