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FIAM LLC

SMITHFIELD, RI · CRD 133196 · IAPD ↗ · fidelity.com · 617-563-7000

$347.73BRegulatory AUM
139Advisory reps
196Employees
0Clients
n/aPlanning clients
21Private funds
38States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — FIAM LLC notice-filed in ME, SC, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — FIAM LLC reported RAUM up 28% ($270.66B -> $347.73B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
April 2025 — FIAM LLC notice-filed in WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — FIAM LLC added office(s): 2 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — FIAM LLC grew from 118 to 137 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — FIAM LLC shrank from 152 to 118 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — FIAM LLC notice-filed in AL, CT, IA, IN, MD, NV, TN, UT, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — FIAM LLC reported RAUM up 44% ($152.39B -> $219.22B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.