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SECFI ADVISORY LIMITED

NEW YORK, NY · CRD 306961 · IAPD ↗ · (707) 652-9961

$225.9MRegulatory AUM
9Advisory reps
15Employees
5Clients
1-10Planning clients
3Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — SECFI ADVISORY LIMITED notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2026 — SECFI ADVISORY LIMITED reported RAUM up 30% ($174.0M -> $225.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — SECFI ADVISORY LIMITED notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2025 — SECFI ADVISORY LIMITED notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — SECFI ADVISORY LIMITED notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — SECFI ADVISORY LIMITED reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2024 — SECFI ADVISORY LIMITED reported RAUM up 68% ($92.8M -> $156.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.