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CERRO PACIFIC WEALTH ADVISORS, LLC

SAN LUIS OBISPO, CA · CRD 310825 · IAPD ↗ · 805-457-3300

$531.6MRegulatory AUM
4Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
July 2026 — CERRO PACIFIC WEALTH ADVISORS, LLC now reports custody of client assets ($343.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2026 — CERRO PACIFIC WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
December 2025 — CERRO PACIFIC WEALTH ADVISORS, LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
April 2025 — CERRO PACIFIC WEALTH ADVISORS, LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — CERRO PACIFIC WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($441.4M -> $558.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
March 2025 — CERRO PACIFIC WEALTH ADVISORS, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — CERRO PACIFIC WEALTH ADVISORS, LLC reported RAUM up 26% ($351.3M -> $441.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — CERRO PACIFIC WEALTH ADVISORS, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.