← Tributary

FINANCIAL PERSPECTIVES

MINNEAPOLIS, MN · CRD 135549 · IAPD ↗ · fpwealth.com · 763-553-7779

$1.17BRegulatory AUM
14Advisory reps
14Employees
2Clients
11-25Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
January 2026 — FINANCIAL PERSPECTIVES notice-filed in SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — FINANCIAL PERSPECTIVES reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — FINANCIAL PERSPECTIVES crossed $1B in regulatory AUM ($864.6M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
December 2024 — FINANCIAL PERSPECTIVES added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2024 — FINANCIAL PERSPECTIVES notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2024 — FINANCIAL PERSPECTIVES notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — FINANCIAL PERSPECTIVES notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — FINANCIAL PERSPECTIVES added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.