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COHEN CAPITAL MANAGEMENT INC

CORTE MADERA, CA · CRD 107903 · IAPD ↗ · (415) 927-8011

$1.00BRegulatory AUM
4Advisory reps
7Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2025 — COHEN CAPITAL MANAGEMENT INC crossed $1B in regulatory AUM ($884.8M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
68
July 2024 — COHEN CAPITAL MANAGEMENT INC now reports custody of client assets ($68.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2024 — COHEN CAPITAL MANAGEMENT INC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.