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BROADWING CAPITAL ADVISORS, INC.

LARKSPUR, CA · CRD 127513 · IAPD ↗ · broadwingcapital.com · 415-381-7555

$148.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2025 — BROADWING CAPITAL ADVISORS, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
April 2024 — BROADWING CAPITAL ADVISORS, INC. (LARKSPUR, CA) is newly SEC-registered with $119.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.