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ACCESS WEALTH MANAGEMENT, INC.

LOUISVILLE, KY · CRD 281616 · IAPD ↗ · 502-292-5500

$319.0MRegulatory AUM
3Advisory reps
5Employees
0Clients
51-100Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — ACCESS WEALTH MANAGEMENT, INC. (LOUISVILLE, KY) left the SEC roster (was $319.0M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
73
April 2024 — ACCESS WEALTH MANAGEMENT, INC. now reports 1 private fund(s) ($17.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.