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SIMS INVESTMENT MANAGEMENT LLC

CINCINNATI, OH · CRD 169491 · IAPD ↗ · simsinvestment.com · 513-278-7467

$304.6MRegulatory AUM
6Advisory reps
12Employees
0Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — SIMS INVESTMENT MANAGEMENT LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
August 2025 — SIMS INVESTMENT MANAGEMENT LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
July 2025 — SIMS INVESTMENT MANAGEMENT LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
March 2025 — SIMS INVESTMENT MANAGEMENT LLC notice-filed in GA, IL, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
March 2025 — SIMS INVESTMENT MANAGEMENT LLC reported RAUM up 27% ($193.7M -> $245.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
May 2024 — SIMS INVESTMENT MANAGEMENT LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — SIMS INVESTMENT MANAGEMENT LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2024 — SIMS INVESTMENT MANAGEMENT LLC reported RAUM up 38% ($140.0M -> $193.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2024 — SIMS INVESTMENT MANAGEMENT LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.