← Tributary

NINE30 ADVISORS LLC

· CRD 326596 · IAPD ↗ · nine30.com · (650) 391-4391

$654,553Regulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
August 2026 — NINE30 ADVISORS LLC notice-filed in AL, CT, IN, KY, MA, MD, MN, MO, NC, NE, NJ, PA, SC, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2025 — NINE30 ADVISORS LLC notice-filed in GA, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2025 — NINE30 ADVISORS LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
April 2025 — NINE30 ADVISORS LLC notice-filed in AZ, IL, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2024 — NINE30 ADVISORS LLC notice-filed in AR, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — NINE30 ADVISORS LLC (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.