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PANDOWEALTH. LLC

· CRD 281456 · IAPD ↗ · cfa401k.com · 678-712-6656

$500.3MRegulatory AUM
14Advisory reps
28Employees
20Clients
251-500Planning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — PANDOWEALTH. LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — PANDOWEALTH. LLC crossed $500M in regulatory AUM ($396.0M -> $500.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
28
August 2025 — PANDOWEALTH. LLC changed its website from pandowealth.com to cfa401k.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
64
April 2025 — PANDOWEALTH. LLC reported RAUM up 32% ($299.3M -> $396.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
May 2024 — PANDOWEALTH. LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2024 — PANDOWEALTH. LLC reported RAUM up 57% ($191.1M -> $299.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
74
April 2024 — PANDOWEALTH. LLC grew from 8 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.