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RIALTO WEALTH MANAGEMENT

SYRACUSE, NY · CRD 319411 · IAPD ↗ · 315-992-9129

$625.9MRegulatory AUM
6Advisory reps
7Employees
3Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — RIALTO WEALTH MANAGEMENT notice-filed in FL, NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — RIALTO WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — RIALTO WEALTH MANAGEMENT crossed $500M in regulatory AUM ($403.7M -> $625.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
February 2025 — RIALTO WEALTH MANAGEMENT reported RAUM up 29% ($312.3M -> $403.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2024 — RIALTO WEALTH MANAGEMENT reported RAUM up 43% ($218.6M -> $312.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — RIALTO WEALTH MANAGEMENT grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.