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ASPEN WEALTH STRATEGIES, LLC

ARVADA, CO · CRD 307424 · IAPD ↗ · aspenwealthstrategies.com · (303) 421-1113

$312.2MRegulatory AUM
6Advisory reps
7Employees
0Clients
11-25Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — ASPEN WEALTH STRATEGIES, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
December 2025 — ASPEN WEALTH STRATEGIES, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — ASPEN WEALTH STRATEGIES, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
April 2024 — ASPEN WEALTH STRATEGIES, LLC notice-filed in AZ, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — ASPEN WEALTH STRATEGIES, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.