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5AM VENTURES

SAN FRANCISCO, CA · CRD 160395 · IAPD ↗ · 5amventures.com · 415-993-8570

$1.08BRegulatory AUM
18Advisory reps
32Employees
0Clients
n/aPlanning clients
12Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — 5AM VENTURES shrank from 26 to 18 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
62
April 2025 — 5AM VENTURES grew from 19 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
April 2024 — 5AM VENTURES notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — 5AM VENTURES added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.