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NEEDHAM & COMPANY, LLC

NEW YORK, NY · CRD 16360 · IAPD ↗ · needhamco.com · 212-371-8300

$0Regulatory AUM
57Advisory reps
195Employees
0Clients
0Planning clients
0Private funds
5States
21Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

61
April 2026 — NEEDHAM & COMPANY, LLC grew from 51 to 57 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
April 2025 — NEEDHAM & COMPANY, LLC grew from 45 to 51 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
April 2024 — NEEDHAM & COMPANY, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.