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WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

TAMPA, FL · CRD 206518 · IAPD ↗ · 866-929-3258

$339.2MRegulatory AUM
14Advisory reps
26Employees
0Clients
More than 500Planning clients
0Private funds
34States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
October 2026 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2026 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY notice-filed in AZ, CA, CO, CT, IA, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, TN, VA, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2026 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY reported RAUM up 56% ($220.3M -> $344.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2025 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY reported RAUM up 34% ($164.1M -> $220.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY grew from 11 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
September 2024 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY reported RAUM up 57% ($104.2M -> $164.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY grew from 6 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.