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FORGE FINANCIAL

EDMOND, OK · CRD 306480 · IAPD ↗ · 405-340-1600

$1.46BRegulatory AUM
15Advisory reps
15Employees
4689Clients
n/aPlanning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — FORGE FINANCIAL notice-filed in IA, MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — FORGE FINANCIAL notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2025 — FORGE FINANCIAL grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
June 2024 — FORGE FINANCIAL notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — FORGE FINANCIAL crossed $1B in regulatory AUM ($854.0M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.