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RSW INVESTMENTS

SUMMIT, NJ · CRD 302023 · IAPD ↗ · 908-273-4311

$2.30BRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
March 2025 — RSW INVESTMENTS notice-filed in DE, MO, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — RSW INVESTMENTS notice-filed in AL, GA, SD, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.