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NORTHROCK PARTNERS, LLC

MINNEAPOLIS, MN · CRD 167908 · IAPD ↗ · (612) 367-8800

$12.19BRegulatory AUM
91Advisory reps
233Employees
0Clients
251-500Planning clients
1Private funds
40States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — NORTHROCK PARTNERS, LLC added office(s): 18 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — NORTHROCK PARTNERS, LLC reported RAUM up 85% ($6.60B -> $12.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — NORTHROCK PARTNERS, LLC grew from 50 to 91 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2026 — NORTHROCK PARTNERS, LLC added office(s): 16 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
August 2025 — NORTHROCK PARTNERS, LLC changed its website from facebook.comhttps to northrockberkeley.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
August 2025 — NORTHROCK PARTNERS, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2025 — NORTHROCK PARTNERS, LLC added office(s): 9 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2025 — NORTHROCK PARTNERS, LLC added office(s): 8 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
March 2025 — NORTHROCK PARTNERS, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
March 2025 — NORTHROCK PARTNERS, LLC now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
81
March 2025 — NORTHROCK PARTNERS, LLC grew from 39 to 50 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2025 — NORTHROCK PARTNERS, LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — NORTHROCK PARTNERS, LLC notice-filed in NE, SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — NORTHROCK PARTNERS, LLC reported RAUM up 38% ($4.19B -> $5.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
82
April 2024 — NORTHROCK PARTNERS, LLC grew from 27 to 39 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.