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NORTHERN TRUST INVESTMENTS, INCORPORATED

CHICAGO, IL · CRD 105780 · IAPD ↗ · 312-630-6000

$1245.25BRegulatory AUM
219Advisory reps
662Employees
36Clients
n/aPlanning clients
9Private funds
52States
11Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — NORTHERN TRUST INVESTMENTS, INCORPORATED's Item 11 disclosure-reporting entries rose by 5 (6 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — NORTHERN TRUST INVESTMENTS, INCORPORATED added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — NORTHERN TRUST INVESTMENTS, INCORPORATED grew from 200 to 219 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — NORTHERN TRUST INVESTMENTS, INCORPORATED's Item 11 disclosure-reporting entries rose by 1 (6 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — NORTHERN TRUST INVESTMENTS, INCORPORATED shrank from 208 to 200 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
84
April 2024 — NORTHERN TRUST INVESTMENTS, INCORPORATED grew from 194 to 208 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.