← Tributary

ONE INVESTMENT MANAGEMENT US LLC

NEW YORK, NY · CRD 323617 · IAPD ↗ · oneimgroup.com · (646) 222-9570

$10.08BRegulatory AUM
15Advisory reps
27Employees
5Clients
n/aPlanning clients
4Private funds
0States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
March 2025 — ONE INVESTMENT MANAGEMENT US LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
57
April 2024 — ONE INVESTMENT MANAGEMENT US LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.