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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED

LONDON, United Kingdom · CRD 154700 · IAPD ↗ · +44 238 072 2582

$260.22BRegulatory AUM
194Advisory reps
399Employees
0Clients
0Planning clients
0Private funds
0States
8Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2025 — HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED's Item 11 disclosure-reporting entries rose by 2 (6 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
36
April 2025 — HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED reported RAUM up 31% ($160.70B -> $210.25B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED grew from 190 to 195 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
36
April 2024 — HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED reported RAUM up 35% ($119.18B -> $160.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED grew from 162 to 190 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.